NASD Rule 2711 and NYSE Rules 351 and 472 - Compound rule that contains a sender condition and a keyword condition. The sender condition requires editing by the user and is a list of email addresses of research analysts at the user's company (Analysts' Email Addresses dictionary). The keyword condition works for any upcoming stock offering, internal project names for the offering, and the stock ticker symbols for the offering companies (NASD 2711 Keywords dictionary). Like the sender condition, it requires editing by the user.
The included dictionaries are as follows:
Analysts' Email Addresses
NASD 2711 Keywords
Imported Document ID: HOWTO53967
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