SEC Fair Disclosure Regulation - Mirrors the rule in the SEC Fair Disclosure policy; looks for three different conditions, and all must be satisfied: any keywords in the SEC Fair Disclosure Keywords dictionary, any keywords in the Company Name Keywords dictionary and any commonly used documents in the spreadsheet or document writing file types.
The SEC Fair Disclosure keywords indicate possible disclosure of advance financial information. The company name keywords require editing by the user. This can include any name, alternate name, or abbreviation that might indicate a reference to the company. Specifically, the file type groups detected are: excel_macro, xls, works_spread, sylk, quattro_pro, mod, csv, applix_spread, 123, doc, wordperfect, and pdf.
Financial Information - Three different conditions that must be satisfied, including: a word from the Financial Keywords dictionary, a word from the Confidential/Proprietary Words dictionary, and a spreadsheet file type. The spreadsheet file types required are excel_macro, xls, works_spread, sylk, quattro_pro, mod, csv, applix_spread, and 123.
The included dictionaries are as follows:
SEC Fair Disclosure Keywords
Company Name Keywords
Imported Document ID: HOWTO53969
Subscribing will provide email updates when this Article is updated. Login is required to Subscribe